Natural Ventilation Basics
by Carl C. Schultz, P.E.
October 1, 2009
Natural
ventilation may sound like an unconventional, sustainability-driven
idea to some. However, it was the energy-friendly status quo up
through the middle of the last century, back when “green buildings”
referred to paint color. If you consider traditionally favorable
conditions, several design considerations, and control options, you
may recognize a future project where natural ventilation is an idea
whose time has come again.
Design
engineers are under a lot of pressure these days to reduce energy
consumption in buildings. Consequently, natural ventilation is a good
concept to explore as fans and cooling systems can eat up a
significant portion of the energy budget for many facility types.
This article is aimed at providing a conceptual understanding of how
to approach natural ventilation design for occupied facilities where
mechanical ventilation might normally be employed to provide comfort.
Without fans, there are two driving mechanisms for the movement of
air: wind and buoyancy. Actually, wind, like buoyancy, is largely the
consequence of thermal forces acting out on the surface of the earth,
whereas when we speak of buoyancy in natural ventilation, we are
looking at the thermal forces developed inside of and at the surface
of our building envelope.
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| FIGURE 1. Atrium using stack effect to drive natural ventilation. |
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For natural
ventilation to have a chance at succeeding in providing satisfactory
occupant comfort, some common sense guidelines must be followed. For
instance attempting natural ventilation in extreme hot, humid
climates is not advisable unless the design is for a tiki bar. The
architect must be on board so that the building is shaped and
oriented to capitalize on prevailing summer breezes. Landscaping,
surrounding topography, adjacent buildings, and exterior
architectural elements can all affect wind movement into the
building, both positively and negatively and therefore should be
thoughtfully integrated into any plan for natural ventilation.
Natural Ventilation Concepts
A
good place to start is to determine whether wind or buoyancy will be
the dominant factor in driving the natural ventilation process. This
will intuitively follow from the building layout and key
architectural elements such as a centrally located atrium or
courtyard. A multi-story building with an atrium located in a mild
climate would be a good candidate for using the stack effect to
promote natural ventilation as shown in Figure 1.
As
atria are usually heavily glazed to permit interior daylighting and
to create a pleasing aesthetic, they can also act as solar chimneys,
thereby aiding thermal driving forces. This scenario must be
coordinated and integrated into the life safety system, since a smoke
control scheme may need to be employed. It may be possible to use
smoke control fans in a limited manner to augment the natural
ventilation system during periods of insufficient wind and thermal
buoyancy in a mixed-mode type of system. Such fans could also be
beneficial in a strategy known as night-time ventilation, where cool
air is brought in after hours to flush the building of warmer air and
to sub-cool the interior mass of the building in anticipation of the
next day’s activity.
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| FIGURE 2. Single-sided, single opening ventilation. |
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In
the absence of an atrium, solar chimneys can be ducted down through
the core of a building providing a similar, although less effective,
motive force. The interstitial spaces of double-façade building
envelopes are also used as a thermal chimney to induce cooler outdoor
air to flow through the building envelope and into rooms in buildings
with shallow floor plates. The cool air enters a window low at the
floor, and the room air is relieved up high into a shaft opening in
the façade. When wind is the chosen
mechanism, there are several strategies that can be used to
successfully capture this resource to ventilate a building. The
simplest is the single-sided, single opening where wind turbulence
drives the ventilation. This strategy results in lower ventilation
rates and less air penetration distance. A rule of thumb is to keep
the depth of the room to twice the floor to ceiling height or less as
shown in Figure 2. By placing two openings at the perimeter, one high
and one low, the depth of the room can be increased to 2.5 times the
floor-to-ceiling height since there is now some stack effect to help
the ventilation process as indicated in Figure 3. Oftentimes, the
lower opening is placed behind a radiator or other perimeter heating
element to eliminate cold drafts in the winter.
By
having a narrow floor plate, which can be accomplished with a
courtyard, cross ventilation can be set up as shown in Figure 4. This
approach will also enhance the daylighting potential of the building.
As air moves across the space towards the leeward side of the room,
it will be warmer and carry more contamination. Therefore, with cross
ventilation the rule of thumb is to limit the room width to five
times the floor-to-ceiling height.
Design Considerations
Since
the cooling capacity of a natural ventilation system is obviously
limited, the design team must work to reduce both solar and internal
gains to the building. Although this should be the aim of any
high-performance building project, it deserves to be repeated here.
Ideally, the space cooling loads from all sources should be limited
to about 12 Btuh/sq ft, which translates to about 1,000 sq ft/ton of
traditional mechanical cooling. As you can see, attempting to limit
space temperatures below the American custom of 75°F with this
cooling density constraint would be difficult (or perhaps impossible)
to achieve in most climates.
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| FIGURE 3. Single-sided, double opening ventilation. |
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So in addition
to minimizing space cooling loads, there needs to be an additional
effort to manage comfort expectations. Current thought on natural
ventilation is that although these systems will result in a space
that has more variability in temperature than one that is air
conditioned, this will not necessarily mean that the occupants will
be less comfortable. The reasoning is that during the summer,
increased air movement from large intentional openings will “enhance”
the perception of thermal comfort. Although natural ventilation
cannot provide a constant ventilation rate, when done properly it
should be able to provide air change rates across a wide range such
as 0.5 to 5. As mentioned before, night ventilation can be employed
to pull down the temperature of the building mass to assist in riding
through the warmer ambient temperatures of the day. Due
to the free movement of air through the building envelope, natural
ventilation provides a direct path for ambient noise sources such as
road traffic to disrupt occupant activities. Another issue is the
potential for the introduction of pollutants to the building.
Additionally, certain U.S. government entities require adherence to
Anti-Terrorism Force Protection (ATFP) standards, which would make
natural ventilation problematic to execute in many instances. These
issues as well as climate considerations make mixed-mode ventilation
a consideration for some facilities. Mixed-mode is a concept where
natural ventilation is combined with mechanical ventilation to
accommodate the varied needs of a facility.
Mixed-mode
systems come in different varieties. One version is where parts of a
facility are designed strictly for natural ventilation and others for
mechanical cooling with occupancy or access to windows being the
differentiating factor. An example of this would be a building with
office and conference areas that are mechanically cooled and an
adjacent work space that relies on natural ventilation. This approach
has worked well in the K-12 educational sector with naturally
ventilated classrooms and mechanically cooled office areas that are
typically occupied in the hot summer months. Another concept utilizes
a changeover sequence where a building relies on natural ventilation
when outdoor temperatures are favorable and then switches to
mechanical ventilation during extremes in weather. Since occupant
expectations weigh heavy on a design engineer’s mind, mixed-mode
ventilation can provide peace of mind when planning a natural
ventilation project.
When it comes to
calculations for natural ventilation, nothing beats the power of
computational fluid dynamics (CFD). Although many design firms cannot
justify the costs of such software or the expertise to operate it,
there are some good guidelines and simple formulae available that can
be employed for many cases and applications. The best resource may be
the CISBE applications manual, AM10
Natural Ventilation in Non-Domestic Buildings and AM13
Mixed Mode Ventilation.
Control of Natural Ventilation
An
important aspect to consider when developing the control strategies
for natural ventilation is the differing design parameters between
summer and winter operation. Summer airflow requirements will be
higher than for winter, dictating less opening area in the building
envelope between the extremes of the seasons. Compounding this is the
increased stack effect in the winter due to indoor and outdoor
temperature differences.
Control for natural
ventilation can either be manual, automatic, or a combination of the
two. For simple systems such as ones using the single-sided approach,
manual control may suffice. Colored indicator lights can be added to
alert occupants for times when outdoor temperatures are optimum for
opening windows. A good strategy is to automate windows located up
high, such as clerestories, and have the lower windows manually
controlled. Indicator lights and window automation can be linked to
interior temperature sensors and an exterior weather station. Sensors
on the façade can also be used to generate inputs to the control
system for wind speed and direction.
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| FIGURE 4. Cross ventilation. |
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Control
for natural ventilation can either be manual, automatic, or a
combination of the two. For simple systems such as ones using the
single-sided approach, manual control may suffice. Colored indicator
lights can be added to alert occupants for times when outdoor
temperatures are optimum for opening windows. A good strategy is to
automate windows located up high, such as clerestories, and have the
lower windows manually controlled. Indicator lights and window
automation can be linked to interior temperature sensors and an
exterior weather station. Sensors on the façade can also be used to
generate inputs to the control system for wind speed and direction.
In addition to controlling openings such as
windows and roof vents, roller blinds and other sun-shading devices
can be integrated into the overall environmental control system. It
is important to consider certain automated control schemes when
employing a mixed-mode system, such as turning off cooling systems,
or closing cooling coil valves when windows are open or when the
dewpoint is elevated. Commissioning is an
essential element to the successful of operation of any building, and
it cannot be stressed enough that the introduction of natural
ventilation compounds the importance of this process. It is
recommended that the commissioning agent be brought on board early in
the design process and that the contract be extended into the
post-occupancy period so that crucial adjustments and fine-tuning can
be made.
Conclusion
It
should be noted that at one time, most commercial buildings relied on
natural ventilation and were designed with large perimeter zones with
access to windows. It was not until the wide spread adoption of
mechanical cooling in the 1950s that our building stock became
populated with glass facades lacking operable windows. With growing
interest in sustainable design, it makes sense to explore less
energy-intensive methods of ventilating and cooling our buildings. ES
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